Universal

Account Kit Forms

  • Associated Person
    Associated Person signature form to be used for any asset class for any TradeStation branch.
    https://www.tradestation.com/single-forms/associated-person/
  • Certificate of Corporate Secretary
    Corporate Secretary signature form to be used for any asset class for any TradeStation branch.
    https://www.tradestation.com/single-forms/certificate-of-corporate-secretary/
  • Certificate of General Partner
    General Partner signature form to be used for any asset class for any TradeStation branch.
    https://www.tradestation.com/single-forms/certificate-of-general-partner/
  • Certificate of Managing Member, Manager or Officer of LLC
    Managing Member/LLC signature form to be used for any asset class for any TradeStation branch.
    https://www.tradestation.com/single-forms/certificate-of-managing-member-manager-or-officer-of-llc/
  • Certificate of Trustees
    Trustee signature form to be used for any asset class for any TradeStation branch.
    https://www.tradestation.com/single-forms/certificate-of-trustees/
  • Exempt Commodity Trading Advisory Letter
    CTA form to be used as needed for any TradeStation branch.
    https://www.tradestation.com/single-forms/exempt-commodity-trading-advisory-letter/
  • Sole Proprietorship Certification
    Sole Proprietorship signature form to be used for any asset class for any TradeStation branch.
    https://www.tradestation.com/single-forms/sole-proprietorship-certification/
  • Trusted Contact Person Form
    https://www.tradestation.com/single-forms/trusted-contact-person-form/

Account Management

  • Affidavit of Domicile
    Form to send someone to authorize the transfer of securities registered in the name of or owned by the decedent at the time of death.
    https://www.tradestation.com/single-forms/affidavit-of-domicile/
  • Change of Address Form
    Form to change the address, phone number or email address of record for an account.
    https://www.tradestation.com/single-forms/change-of-address-form/
  • Change of Name Form
    Form to change the legal name for an account and provide appropriate documentation (certified marriage license, court order, etc.).
    https://www.tradestation.com/single-forms/change-of-name-form/
  • Client Information Update
    https://www.tradestation.com/single-forms/client-information-update/
  • Clone Letter
    To request that a new account be created by cloning existing account documentation.
    https://www.tradestation.com/single-forms/clone-letter/
  • Enhanced Due Diligence Anti-Money Laundering Questionnaire
    https://www.tradestation.com/single-forms/enhanced-due-diligence-aml-questionnaire/
  • Futures Account External Transfer Form
    https://www.tradestation.com/single-forms/futures-account-external-transfer-form/
  • Interested Party Authorization
    Form for clients to fill out to give interested Parties access to view online statements and confirmations.
    https://www.tradestation.com/single-forms/interested-party-authorization/
  • Irrevocable Stock and Bond Power
    Transfer physical certificate holdings of stocks and bonds into an account.
    https://www.tradestation.com/single-forms/irrevocable-stock-and-bond-power/
  • One and the Same Letter
    Form for clients to certify that all alternate names refer to one and the same person.
    https://www.tradestation.com/single-forms/one-and-the-same-letter/
  • Options Information Form and Agreement
    Form for clients who would like the ability to trade options on their account.
    https://www.tradestation.com/single-forms/options-information-form-and-agreement/
  • Politically Exposed Person (PEP) Client Questionnaire
    https://www.tradestation.com/single-forms/pep-client-questionnaire/
  • Remove Worthless Securities
    Remove Worthless Securities
    https://www.tradestation.com/single-forms/remove-worthless-securities/
  • Third Party Trading Authorization
    Third Party Trading Authorization form to be used for any asset class for any U.S. branch.
    https://www.tradestation.com/single-forms/third-party-trading-authorization/
  • Transfer on Death Account Agreement
    Use this form to name a beneficiary for an equity account.
    https://www.tradestation.com/single-forms/transfer-on-death-account-agreement/

Deposits and Withdrawals

 

  • Customer Account Transfer
    To request the transfer of funds or securities from another account.  (ACAT Form)
    https://www.tradestation.com/single-forms/customer-account-transfer/
  • DRS Deposit Request
    Complete for deposits via the Direct Registration System.
    https://www.tradestation.com/single-forms/drs-deposit-request/
  • DTC Deposit Request
    Complete for deposits via a Depository Trust Company.
    https://www.tradestation.com/single-forms/dtc-deposit-request/
  • DTC Transfer Out Form
    https://www.tradestation.com/single-forms/dtc-transfer-out-form/
  • Online Transfer and ACH Authorization
    Request online access to submit, and view the status of, funding requests (for example, request a check or transfer funds between accounts).
    https://www.tradestation.com/single-forms/online-transfer-and-ach-authorization/
  • Outgoing Wire Transfer
    Request to wire funds out of a TradeStation account.
    https://www.tradestation.com/single-forms/outgoing-wire-transfer/
  • Request to Deposit Securities
    https://www.tradestation.com/single-forms/request-to-deposit-securities/
  • Transfer Letter of Authorization
    To request a transfer of funds or positions between TradeStation accounts.
    https://www.tradestation.com/single-forms/transfer-letter-of-authorization/

Exchange Forms

Institutional

U.S. Tax Forms

 

  • Mark to Market Election
    Document to enroll in mark-to-market accounting method for tax reporting purposes, for qualified accounts.
    https://www.tradestation.com/single-forms/mark-to-market-election/
  • Non-Qualified Account Attestation
    To be completed for all 401k & Profit-Sharing Plans.
    https://www.tradestation.com/single-forms/non-qualified-account-attestation/
  • U.S. Tax Form W-8
    Document testifying that, as a foreign investor, the investor is not subject to U.S. Tax Withholding.
    https://www.tradestation.com/single-forms/u-s-tax-form-w-8/
  • U.S. Tax Form W-8 Entity
    Document for Entity accounts testifying that, as a foreign investor, the investor is not subject to U.S. Tax Withholding.
    https://www.tradestation.com/single-forms/u-s-tax-form-w-8-entity/
  • U.S. Tax Form W-8IMY
    Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting.
    https://www.tradestation.com/single-forms/u-s-tax-form-w-8imy/
  • U.S. Tax Form W-9
    Request for Taxpayer Identification Number and Certification.
    https://www.tradestation.com/single-forms/u-s-tax-form-w-9/

TradeStation Securities

Equities Accounts

  • IRA Beneficiary Change Form
    To be used to change a beneficiary on an account
    https://www.tradestation.com/single-forms/ira-beneficiary-change-form/
  • IRA Distribution
    Form to request a distribution from an IRA account.
    https://www.tradestation.com/single-forms/ira-distribution/
  • SEP IRA 5305 Application
    Simplified Employee Pension-IRA Accounts Contribution Agreement
    https://www.tradestation.com/single-forms/sep-ira-5305-application/
  • Simple IRA 5304 Application
    Simple IRA 5304 Application
    https://www.tradestation.com/single-forms/simple-ira-5304-application/
  • Simple IRA 5305 Application
    Simple IRA 5305 Application
    https://www.tradestation.com/single-forms/simple-ira-5305-application/

General

  • IRA Application
    IRA Application
    https://www.tradestation.com/single-forms/ira-application/
  • IRA Rollover
    Form to have funds correctly coded and deposited into an IRA account.
    https://www.tradestation.com/single-forms/ira-rollover/