Account Kit Forms
- Associated Person
Associated Person signature form to be used for any asset class for any TradeStation branch.
- Certificate of Corporate Secretary
Corporate Secretary signature form to be used for any asset class for any TradeStation branch.
- Certificate of General Partner
General Partner signature form to be used for any asset class for any TradeStation branch.
- Certificate of Managing Member, Manager or Officer of LLC
Managing Member/LLC signature form to be used for any asset class for any TradeStation branch.
- Certificate of Trustees
Trustee signature form to be used for any asset class for any TradeStation branch.
- Exempt Commodity Trading Advisory Letter
CTA form to be used as needed for any TradeStation branch.
- Sole Proprietorship Certification
Sole Proprietorship signature form to be used for any asset class for any TradeStation branch.
- Trusted Contact Person Form
- Affidavit of Domicile
Form to send someone to authorize the transfer of securities registered in the name of or owned by the decedent at the time of death.
- Change of Address Form
Form to change the address, phone number or email address of record for an account.
- Change of Name Form
Form to change the legal name for an account and provide appropriate documentation (certified marriage license, court order, etc.).
- Client Information Update
- Clone Letter
To request that a new account be created by cloning existing account documentation.
- Enhanced Due Diligence Anti-Money Laundering Questionnaire
- Futures Account External Transfer Form
- Interested Party Authorization
Form for clients to fill out to give interested Parties access to view online statements and confirmations.
- Irrevocable Stock and Bond Power
Transfer physical certificate holdings of stocks and bonds into an account.
- One and the Same Letter
Form for clients to certify that all alternate names refer to one and the same person.
- Options Information Form and Agreement
Form for clients who would like the ability to trade options on their account.
- Politically Exposed Person (PEP) Client Questionnaire
- Remove Worthless Securities
Remove Worthless Securities
- Third Party Trading Authorization
Third Party Trading Authorization form to be used for any asset class for any U.S. branch.
- Transfer on Death Account Agreement
Use this form to name a beneficiary for an equity account.
Deposits and Withdrawals
- Customer Account Transfer
To request the transfer of funds or securities from another account. (ACAT Form)
- DRS Deposit Request
Complete for deposits via the Direct Registration System.
- DTC Deposit Request
Complete for deposits via a Depository Trust Company.
- DTC Transfer Out Form
- Online Transfer and ACH Authorization
Request online access to submit, and view the status of, funding requests (for example, request a check or transfer funds between accounts).
- Outgoing Wire Transfer
Request to wire funds out of a TradeStation account.
- Request to Deposit Securities
- Transfer Letter of Authorization
To request a transfer of funds or positions between TradeStation accounts.
- CME Group Education Waiver Form
Form used for the Academic Alliance Program
- CME Subscriber Trading Waiver Migration Request
CME Subscriber Trading Waiver Migration Request
- Entitlements Cover Sheet
Entitlements Cover Sheet
- NYSE Nonprofessional Subscriber Agreement
Required agreement for nonprofessional NYSE exchange data subscribers.
- NYSE Professional Subscriber Agreement
Required agreement for professional NYSE exchange data subscribers.
- OPRA Professional Subscriber Agreement
Required agreement for professional OPRA exchange data subscribers.
Agreement for Prime Brokerage Clearance Services
Also known as Form 151.
Associated Person DVP and Give-Up Accounts
Associated Person for Beneficial Owners of Hedge Funds
Required information for all beneficial owners with 10% or more interest in your fund.
DVP/RVP New Account Worksheet
Equities Allocation Agreement
Foreign Banks Certification
Give-Up New Account Worksheet
Introducing Broker Authorization
Letter of Direction
Letter of Direction and Limited Power of Attorney for Customer Following a Trading Program
Soft Dollar Agreement
U.S. Tax Forms
- Mark to Market Election
Document to enroll in mark-to-market accounting method for tax reporting purposes, for qualified accounts.
- Non-Qualified Account Attestation
To be completed for all 401k & Profit-Sharing Plans.
- U.S. Tax Form W-8
Document testifying that, as a foreign investor, the investor is not subject to U.S. Tax Withholding.
- U.S. Tax Form W-8 Entity
Document for Entity accounts testifying that, as a foreign investor, the investor is not subject to U.S. Tax Withholding.
- U.S. Tax Form W-8IMY
Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting.
- U.S. Tax Form W-9
Request for Taxpayer Identification Number and Certification.
- IRA Beneficiary Change Form
To be used to change a beneficiary on an account
- IRA Distribution
Form to request a distribution from an IRA account.
- SEP IRA 5305 Application
Simplified Employee Pension-IRA Accounts Contribution Agreement
- Simple IRA 5304 Application
Simple IRA 5304 Application
- Simple IRA 5305 Application
Simple IRA 5305 Application