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Single Forms

Universal

Account Kit Forms

Application Signature – Entity

https://www.tradestation.com/single-forms/application-signature-entity/

Application Signature – Equities Custodial

https://www.tradestation.com/single-forms/application-signature-equities-custodial/

Application Signature – Individual

https://www.tradestation.com/single-forms/application-signature-individual/

Application Signature – IRA Accounts – Midland

https://www.tradestation.com/single-forms/application-signature-ira-accounts-midland/

Associated Person
Associated Person signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/associated-person/

Certificate of Corporate Secretary
Corporate Secretary signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-corporate-secretary/

Certificate of General Partner
General Partner signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-general-partner/

Certificate of Managing Member, Manager or Officer of LLC
Managing Member/LLC signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-managing-member-manager-or-officer-of-llc/

Certificate of Trustees
Trustees signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-trustees/

Exempt Commodity Trading Advisory Letter
CTA form to be used as needed for any TradeStation branch.
https://www.tradestation.com/single-forms/exempt-commodity-trading-advisory-letter/

Sole Proprietorship Certification
Sole Proprietorship signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/sole-proprietorship-certification/

Trusted Contact Person Form

https://www.tradestation.com/single-forms/trusted-contact-person-form/

Account Management

Affidavit of Domicile
Form to send someone to authorize the transfer of securities registered in the name of or owned by the decedent at the time of death.
https://www.tradestation.com/single-forms/affidavit-of-domicile/

Change of Address Form
Form to change the address, phone number or email address of record for an account.
https://www.tradestation.com/single-forms/change-of-address-form/

Change of Name Form
Form to change the legal name for an account and provide appropriate documentation (certified marriage license, court order, etc.).
https://www.tradestation.com/single-forms/change-of-name-form/

Client Information Update

https://www.tradestation.com/single-forms/client-information-update/

Clone Letter
To request that a new account be created by cloning existing account documentation.
https://www.tradestation.com/single-forms/clone-letter/

Enhanced Due Diligence Anti-Money Laundering Questionnaire

https://www.tradestation.com/single-forms/enhanced-due-diligence-aml-questionnaire/

Futures Account External Transfer Form

https://www.tradestation.com/single-forms/futures-account-external-transfer-form/

Interested Party Authorization
Form for clients to fill out to give interested Parties access to view online statements and confirmations.
https://www.tradestation.com/single-forms/interested-party-authorization/

Irrevocable Stock and Bond Power
Transfer physical certificate holdings of stocks and bonds into an account.
https://www.tradestation.com/single-forms/irrevocable-stock-and-bond-power/

One and the Same Letter
Form for clients to certify that all alternate names refter to one and the same person.
https://www.tradestation.com/single-forms/one-and-the-same-letter/

Options Information Form and Agreement
Form for clients who would like the ability to trade options on their account.
https://www.tradestation.com/single-forms/options-information-form-and-agreement/

Politically Exposed Person (PEP) Client Questionnaire

https://www.tradestation.com/single-forms/pep-client-questionnaire/

Remove Worthless Securities
Remove Worthless Securities
https://www.tradestation.com/single-forms/remove-worthless-securities/

Third Party Trading Authorization
Third Party Trading Authorization form to be used for any asset class for any U.S. branch.
https://www.tradestation.com/single-forms/third-party-trading-authorization/

Transfer on Death Account Agreement
Use this form to name a beneficiary for an equity account.
https://www.tradestation.com/single-forms/transfer-on-death-account-agreement/

Deposits and Withdrawals

Customer Account Transfer
To request the transfer of funds or securites from another account.
https://www.tradestation.com/single-forms/customer-account-transfer/

DRS Deposit Request
Complete for deposits via the Direct Registration System.
https://www.tradestation.com/single-forms/drs-deposit-request/

DTC Deposit Request
Complete for deposits via a Depository Trust Company.
https://www.tradestation.com/single-forms/dtc-deposit-request/

DTC Transfer Out Form

https://www.tradestation.com/single-forms/dtc-transfer-out-form/

Online Transfer and ACH Authorization
Request online access to submit, and view the status of, funding requests (for example, request a check or transfer funds between accounts).
https://www.tradestation.com/single-forms/online-transfer-and-ach-authorization/

Outgoing Wire Transfer
Request to wire funds out of a TradeStation account.
https://www.tradestation.com/single-forms/outgoing-wire-transfer/

Transfer Letter of Authorization
To request a transfer of funds or postions between TradeStation accounts.
https://www.tradestation.com/single-forms/transfer-letter-of-authorization/

Exchange Forms

CME Group Education Waiver Form
Form used for the Academic Alliance Program
https://www.tradestation.com/single-forms/cme-group-education-waiver-form/

CME Subscriber Trading Waiver Migration Request
CME Subscriber Trading Waiver Migration Request
https://www.tradestation.com/single-forms/cme-subscriber-trading-waiver-migration-request/

Entitlements Cover Sheet
Entitlements Cover Sheet
https://www.tradestation.com/single-forms/entitlements-cover-sheet/

NYSE Nonprofessional Subscriber Agreement
Required agreement for nonprofessional NYSE exchange data subscribers.
https://www.tradestation.com/single-forms/nyse-nonprofessional-subscriber-agreement/

NYSE Professional Subscriber Agreement
Required agreement for professional NYSE exchange data subscribers.
https://www.tradestation.com/single-forms/nyse-professional-subscriber-agreement/

OPRA Professional Subscriber Agreement
Required agreement for professional OPRA exchange data subscribers.
https://www.tradestation.com/single-forms/opra-professional-subscriber-agreement/

Institutional

Agreement for Prime Brokerage Clearance Services
Also known as Form 151.
https://www.tradestation.com/single-forms/agreement-prime-brokerage-clearance-services/

Associated Person DVP and Give-Up Accounts

https://www.tradestation.com/single-forms/associated-person-dvp-give-accounts/

Associated Person for Beneficial Owners of Hedge Funds
Required information for all beneficial owners with 10% or more interest in your fund.
https://www.tradestation.com/single-forms/associated-person-for-beneficial-owners-of-hedge-funds/

DVP/RVP New Account Worksheet

https://www.tradestation.com/single-forms/dvp-rvp-new-account-worksheet/

Equities Allocation Agreement

https://www.tradestation.com/single-forms/equities-allocation-agreement/

Foreign Banks Certification

https://www.tradestation.com/single-forms/foreign-banks-certification/

Give-Up New Account Worksheet

https://www.tradestation.com/single-forms/give-new-account-worksheet/

Introducing Broker Authorization

https://www.tradestation.com/single-forms/introducing-broker-authorization/

Letter of Direction
Letter of Direction and Limited Power of Attorney for Customer Following a Trading Program
https://www.tradestation.com/single-forms/letter-of-direction/

Soft Dollar Agreement

https://www.tradestation.com/single-forms/soft-dollar-agreement/

U.S. Tax Forms

Mark to Market Election
Document to enroll in mark-to-market accounting method for tax reporting purposes, for qualified accounts.
https://www.tradestation.com/single-forms/mark-to-market-election/

Non-Qualified Account Attestation
To be completed for all 401Ks & Profit Sharing Plans.
https://www.tradestation.com/single-forms/non-qualified-account-attestation/

U.S. Tax Form W-8
Document testifying that, as a foreign investor, the investor is not subject to US Tax Witholdings.
https://www.tradestation.com/single-forms/u-s-tax-form-w-8/

U.S. Tax Form W-8 Entity
Document for Entity accounts testifying that, as a foreign investor, the investor is not subject to US Tax Witholdings.
https://www.tradestation.com/single-forms/u-s-tax-form-w-8-entity/

U.S. Tax Form W-8IMY
Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting.
https://www.tradestation.com/single-forms/u-s-tax-form-w-8imy/

U.S. Tax Form W-9
Request for Taxpayer Identification Number and Certification.
https://www.tradestation.com/single-forms/u-s-tax-form-w-9/

TradeStation Securities

Equities Accounts

IRA Beneficiary Change Form
To be used to change a beneficiary on an account
https://www.tradestation.com/single-forms/ira-beneficiary-change-form/

IRA Distribution
Form to request a distribution from an IRA account.
https://www.tradestation.com/single-forms/ira-distribution/

SEP IRA 5305 Application
Simplified Employee Pension-IRA Accounts Contribution Agreement
https://www.tradestation.com/single-forms/sep-ira-5305-application/

Simple IRA 5304 Application
Simple IRA 5304 Application
https://www.tradestation.com/single-forms/simple-ira-5304-application/

Simple IRA 5305 Application
Simple IRA 5305 Application
https://www.tradestation.com/single-forms/simple-ira-5305-application/

General

IRA Application
IRA Application
https://www.tradestation.com/single-forms/ira-application/

IRA Rollover
Form to have funds correctly coded and deposited into an IRA account.
https://www.tradestation.com/single-forms/ira-rollover/