Single Forms
Universal
Account Kit Forms
- Associated Person
Associated Person signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/associated-person/ - Certificate of Corporate Secretary
Corporate Secretary signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-corporate-secretary/ - Certificate of General Partner
General Partner signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-general-partner/ - Certificate of Managing Member, Manager or Officer of LLC
Managing Member/LLC signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-managing-member-manager-or-officer-of-llc/ - Certificate of Trustees
Trustee signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/certificate-of-trustees/ - Exempt Commodity Trading Advisory Letter
CTA form to be used as needed for any TradeStation branch.
https://www.tradestation.com/single-forms/exempt-commodity-trading-advisory-letter/ - Sole Proprietorship Certification
Sole Proprietorship signature form to be used for any asset class for any TradeStation branch.
https://www.tradestation.com/single-forms/sole-proprietorship-certification/ - Trusted Contact Person Form
https://www.tradestation.com/single-forms/trusted-contact-person-form/ - Corporations Objective Attestation – Israel
Corporation’s Objective Attestation Form to be used by entities based in Israel applying for a TradeStation account.
https://www.tradestation.com/single-forms/corporations-objective-attestation-israel/ - Series LLC Attestation and Disclosure
https://www.tradestation.com/single-forms/series-llc-attestation-and-disclosure/
Account Management
- Affidavit of Domicile
Form to send someone to authorize the transfer of securities registered in the name of or owned by the decedent at the time of death.
https://www.tradestation.com/single-forms/affidavit-of-domicile/ - Change of Address Form
Form to change the address, phone number or email address of record for an account.
https://www.tradestation.com/single-forms/change-of-address-form/ - Change of Name Form
Form to change the legal name for an account and provide appropriate documentation (certified marriage license, court order, etc.).
https://www.tradestation.com/single-forms/change-of-name-form/ - Client Information Update
https://www.tradestation.com/single-forms/client-information-update/ - Clone Letter
To request that a new account be created by cloning existing account documentation.
https://www.tradestation.com/single-forms/clone-letter/ - Interested Party Authorization
Form for clients to fill out to give interested Parties access to view online statements and confirmations.
https://www.tradestation.com/single-forms/interested-party-authorization/ - Irrevocable Stock and Bond Power
Transfer physical certificate holdings of stocks and bonds into an account.
https://www.tradestation.com/single-forms/irrevocable-stock-and-bond-power/ - Onboarding Enhanced Due Diligence Questionnaire
https://www.tradestation.com/single-forms/enhanced-due-diligence-aml-questionnaire/ - Options Information Form and Agreement
Form for clients who would like the ability to trade options on their account.
https://www.tradestation.com/single-forms/options-information-form-and-agreement/ - Periodic Enhanced Due Diligence Questionnaire
Clients must complete the Periodic Enhanced Due Diligence Questionnaire when instructed by TradeStation after their account has been opened.
https://cdn.tradestation.com/uploads/Periodic-Enhanced-Due-Diligence-Questionnaire.pdf - Remove Worthless Securities
Remove Worthless Securities
https://www.tradestation.com/single-forms/remove-worthless-securities/ - Third Party Trading Authorization
Third Party Trading Authorization form to be used for any asset class for any U.S. branch.
https://www.tradestation.com/single-forms/third-party-trading-authorization/ - Transfer on Death Account Agreement
Use this form to name a beneficiary for an equity account.
https://www.tradestation.com/single-forms/transfer-on-death-account-agreement/
Deposits and Withdrawals
- Customer Account Transfer
To request the transfer of funds or securities from another account. (ACAT Form)
https://www.tradestation.com/single-forms/customer-account-transfer/ - DRS Deposit Request
Complete for deposits via the Direct Registration System.
https://www.tradestation.com/single-forms/drs-deposit-request/ - DTC Deposit Request
Complete for deposits via a Depository Trust Company.
https://www.tradestation.com/single-forms/dtc-deposit-request/ - DTC Transfer Out Form
https://www.tradestation.com/single-forms/dtc-transfer-out-form/ - Online Transfer and ACH Authorization
Request online access to submit, and view the status of, funding requests (for example, request a check or transfer funds between accounts).
https://www.tradestation.com/single-forms/online-transfer-and-ach-authorization/ - Outgoing Wire Transfer
Request to wire funds out of a TradeStation account.
https://www.tradestation.com/single-forms/outgoing-wire-transfer/ - Request to Deposit Securities
https://www.tradestation.com/single-forms/request-to-deposit-securities/ - Transfer Letter of Authorization
To request a transfer of funds or positions between TradeStation accounts.
https://www.tradestation.com/single-forms/transfer-letter-of-authorization/ - Futures Account External Transfer Form
https://www.tradestation.com/single-forms/futures-account-external-transfer-form/
Exchange Forms
- CME Group Education Waiver Form
Form used for the Academic Alliance Program
https://www.tradestation.com/single-forms/cme-group-education-waiver-form/ - CME Subscriber Trading Waiver Migration Request
CME Subscriber Trading Waiver Migration Request
https://www.tradestation.com/single-forms/cme-subscriber-trading-waiver-migration-request/ - Entitlements Cover Sheet
Entitlements Cover Sheet
https://www.tradestation.com/single-forms/entitlements-cover-sheet/
Institutional
- Agreement for Prime Brokerage Clearance Services
Also known as Form 151.
https://www.tradestation.com/single-forms/agreement-prime-brokerage-clearance-services/ - DVP/RVP New Account Worksheet
https://www.tradestation.com/single-forms/dvp-rvp-new-account-worksheet/ - Equities Allocation Agreement
https://www.tradestation.com/single-forms/equities-allocation-agreement/ - Fee Payment Authorization
https://www.tradestation.com/single-forms/fee-payment-authorization/ - Foreign Banks Certification
https://www.tradestation.com/single-forms/foreign-banks-certification/ - Give-Up New Account Worksheet
https://www.tradestation.com/single-forms/give-new-account-worksheet/ - Introducing Broker Authorization
https://www.tradestation.com/single-forms/introducing-broker-authorization/ - Letter of Direction
Letter of Direction and Limited Power of Attorney for Customer Following a Trading Program
https://www.tradestation.com/single-forms/letter-of-direction/ - Soft Dollar Agreement
https://www.tradestation.com/single-forms/soft-dollar-agreement/ - TradeStation Firewall Configuration
https://www.tradestation.com/single-forms/tradestation-firewall-configuration/
U.S. Tax Forms
- Mark to Market Election
Document to enroll in mark-to-market accounting method for tax reporting purposes, for qualified accounts.
https://www.tradestation.com/single-forms/mark-to-market-election/ - Non-Qualified Account Attestation
To be completed for all 401k & Profit-Sharing Plans.
https://www.tradestation.com/single-forms/non-qualified-account-attestation/ - U.S. Tax Form W-8
Document testifying that, as a foreign investor, the investor is not subject to U.S. Tax Withholding.
https://www.irs.gov/pub/irs-pdf/fw8ben.pdf - U.S. Tax Form W-8 Entity
Document for Entity accounts testifying that, as a foreign investor, the investor is not subject to U.S. Tax Withholding.
https://www.irs.gov/pub/irs-pdf/fw8bene.pdf - U.S. Tax Form W-8IMY
Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding and Reporting.
https://www.irs.gov/pub/irs-pdf/fw8imy.pdf - U.S. Tax Form W-9
Request for Taxpayer Identification Number and Certification.
https://www.irs.gov/pub/irs-pdf/fw9.pdf
TradeStation Securities
Equities Accounts
- IRA Beneficiary Change Form
To be used to change a beneficiary on an account
https://www.tradestation.com/single-forms/ira-beneficiary-change-form/ - IRA Distribution
Form to request a distribution from an IRA account.
https://www.tradestation.com/single-forms/ira-distribution/ - SEP IRA 5305 Application
Simplified Employee Pension-IRA Accounts Contribution Agreement
https://www.tradestation.com/single-forms/sep-ira-5305-application/ - Simple IRA 5304 Application
Simple IRA 5304 Application
https://www.tradestation.com/single-forms/simple-ira-5304-application/ - Simple IRA 5305 Application
Simple IRA 5305 Application
https://www.tradestation.com/single-forms/simple-ira-5305-application/
General
- Equity Trust Company – Directed Trustee – IRA Agreement (Equities Accounts)
IRA Application
https://www.tradestation.com/single-forms/ira-application/ - IRA Rollover
Form to have funds correctly coded and deposited into an IRA account.
https://www.tradestation.com/single-forms/ira-rollover/
TradeStation Securities, Inc. and TradeStation Technologies, Inc. are each wholly owned subsidiaries of TradeStation Group, Inc., both operating, and providing products and services, under the TradeStation brand and trademark. When applying for, or purchasing, accounts, subscriptions, products and services, it is important that you know which company you will be dealing with. Visit www.TradeStation.com/DisclosureTSCompanies for further important information explaining what this means.
