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TradeStation Securities is dedicated
to offering you the technology you need, along with
the customized services you require as a Registered
Investment Advisor. When you open an account at TradeStation
Securities, you'll have the latest state-of-the-art
trading technology at your fingertips, along with unique
strategy testing tools, automated direct-access execution,
and capabilities you'll find only in the TradeStation platform. In addition, our specialized account services
are designed to offer you additional benefits customized
to meet your specific trading requirements, including:
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Customized
premium service offerings, including Advent Software,
Inc./Axys® and Centerpiece® reporting |
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List/Basket
trading features |
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Trade
Allocation |
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Equities
Management Fee Deduction Service |
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4 to 1 intra-day
buying power for equities |
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The
advantage of working with a conflict-free, agency-only
broker |
Here are just a few examples how
TradeStation Securities' premium brokerage services
are designed to meet your demanding needs:
We offer institutional clients a full range of market-leading
solutions customized to meet your individualized needs.
You have the ability to work with your representative
to specifically tailor a mutually-beneficial relationship
that is aimed at meeting your needs. As an institutional
client, in order to serve you as quickly and effectively
as possible, you will have both an Institutional Relationship
Manager and an Institutional Sales Representative assigned
to you. We interview each advisor to determine what
features are needed for each client account, and then
we work with you to help ensure a seamless conversion
from your current brokerage to TradeStation Securities,
and then expedite the transfer and follow up on your
clients’ assets from start to finish.
And our well-trained trading desk
is dedicated to maximizing the value of our products
and services to ensure your orders are handled in the
most efficient manner. In addition, Advent Software,
Inc./Axys® reporting capabilities offer you extensive
management report capabilities, allowing you to monitor
performance and overall portfolio statistics on a daily
basis. In addition, if you are an existing Centerpiece®
client, TradeStation Securities can provide you with
a link allowing you to use Centerpiece reports.

Trading capabilities allow you to create and save your
own custom “Trade Lists”, allowing you easily
and quickly to place a single order for multiple symbols
at once. Each trade list you create contains a custom
list of symbols, quantities, order types and prices
saved as a text file, which you'll then be able to use
to place a single trade to buy, sell, short or cover
all the symbols simultaneously. In addition, to make
modifying your order preferences easier, you're able
to choose to globally increase or decrease the quantity
specified for each symbol in the list by a fixed percentage.

Available for large orders, this new functionality allows
you to place a single trade, but allocate shares across
multiple accounts.

With authorization from your client, TradeStation Securities
can deduct investment advisory fees from your clients’
accounts and pay them directly to your firm account—essentially
expediting the payment of fees. And since the advisor
fees are automatically credited to your firm's account,
you can access your funds via check or wire at any point.
TradeStation Securities allows you to maximize your
day trading buying power by offering you the maximum
equities margin rate allowed by NYSE and NASD regulations.
We offer equity buying power equal to 4 times maintenance
excess (4:1) for all accounts that meet the minimum
equity requirements for day trading accounts. Your intra-day
buying power is calculated and reflected on a real-time
basis in TradeStation's Trade Manager, so you're updated
on your current positions and maximum buying power at
all times.
TradeStation Securities provides clients with a valuable
alternative to the traditional broker-dealer relationship.
Because we act exclusively as your agent for your equities, options and futures trades,
our efforts are purely in your best interest. As an
agency-only broker, we remain neutral, neither buying
nor selling securities or futures for our own account. To avoid
conflicts of interest that can affect where your order
is routed, unlike other brokerages, we don't do proprietary
trading for our own account, do not own a market maker,
do not own an ECN, and have no inventory to sell to
clients so that we profit. We are motivated by a singular
objective: To help our clients achieve optimal trading
results by seeking to offer them the best execution
on each and every equities, options and futures trade.

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